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18(b)(4)(E)
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Apr/29/2014
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Background checks Legal - Nasa v Nelson - Final Decision US SUpreme Ct 1-29-11
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Mar/31/2011
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Bad Actor Rules - SEC Release 33-9414
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Oct/10/2013
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Feb/17/2011
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May/15/2005
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EFD - List of States that allow and dont allow EFD filings
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67 KB
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Mar/06/2015
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EFD Filings for Reg D 506 Offering Blue Sky - Filing Links List of States Contact Info as of 2-22-16
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25 KB
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Feb/22/2016
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Florida - Private Placement Exemption Article - Feb 1999 Florida Bar Journal
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155 KB
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Oct/30/2014
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PDF
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95 KB
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Oct/30/2014
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Florida - Rule Making - Private Offering - 69W-500.016
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PDF
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89 KB
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Oct/30/2014
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Florida Exemption for Reg D 506 (b) - 69W-500.016 - No public solicitation
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DOC
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13 KB
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Mar/24/2014
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Florida FAQ on website for Reg D 506 Offering, plus Article Excerpts
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DOC
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15 KB
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Oct/02/2015
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Investors 5 Questions for Effective presentations
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13 KB
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Mar/05/2012
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DOC
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Apr/11/2012
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Private Offerings Turned Public By General Solicitation - 5-21-10
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28 KB
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Jun/17/2011
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Public Offering Blue Sky - Merit Review States List
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DOC
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47 KB
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Aug/15/2005
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DOC
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17 KB
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Feb/04/2014
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SEC Bad Actor Rules Adopted 9-23-13
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DOC
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15 KB
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Mar/27/2014
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SEC Form D filing on EDGAR for Regulation D Offering - Email Nancy at nfallon@nfhlaw.com for info
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DOC
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11 KB
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Jan/18/2009
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Securities Law Issues in Raising Capital - Outline - 5-27-13
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DOC
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53 KB
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May/27/2013
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State Filings online on EFD Links, instructions, support
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DOC
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12 KB
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Oct/02/2015
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State Form D Filings - Public Info
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DOC
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14 KB
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Oct/02/2015
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State Regulator Contact Info from EDF Site as of 4-28-15
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PDF
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138 KB
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Apr/28/2015
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Uniform Law Enf Access to Entity Info Act
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PDF
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932 KB
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Apr/14/2009
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Uniform Securities Act - Connecticut - Chapter 672a www.cga.ct.gov 2011
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PDF
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868 KB
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Apr/15/2014
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Uniform Securities Act - Massachusetts
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332 KB
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Apr/15/2014
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44 KB
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Jul/08/2009
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Uniform Securities Act Summary
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108 KB
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Apr/15/2014
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592 KB
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Apr/15/2014
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Why You Need an Offering Memo to Raise Money - 2-17-11
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34 KB
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Feb/17/2011
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efd contact info and registration for webinar on 1-28-15
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PDF
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41 KB
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Jan/28/2015
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