Checklists & Legal Information

Business Formation, Entrepreneurship, Business Transactions

• Entrepreneurship in General
• Form a Business Entity
• Start a Business
• Name a Business, Name Selection, Avoiding Name Infringement, Trademark, Business Brand
• Business Contracts
• General Corporate Law
• Business Ventures or Business Split-Ups
• Executives
• Noncompete Agreement, nondisclosure Agreement, Confidentiality Agreement

Buying or Selling a Business, M & A

• Buying or Selling a Business
• Mergers & Acquisitions – M & A – Private Company
• Due Diligence

Raising Capital from Investors

• Raising Capital from Investors - Securities Compliance
• Private Placement by Issuer - Securities Compliance
• Regulation D
• Investors in Small Business, Angel Investors, Venture Capital
• Regulation A
• Crowdfunding
• JOBS Act
• Blue Sky - Private or Public
• Dodd Frank Compliance
• Rule 3a4-1 – Issuer-Dealer, Issuer Agents, Broker Dealer Exemption
• Using Money Finders
• Executives and Investors as Edgar Filers; Section 13 or Section 16

Funds and Fund Managers

• Forming a Fund – Form a Fund (Hedge Fund, Securities Fund, Futures Fund, Commodities Fund, Real Estate Fund)
• Commodities or Futures Registration & Exemptions; NFA, CTA, CPO
• Fund Manager Investment Adviser and ERA Exempt Reporting Adviser
• Investment Adviser (Investment Adviser) Registration

Other Securities Law Issues

• Public Offerings or Exchange Offerings: Blue Sky
• Rule 144

Not for Profits

• Not for Profit Entities

Speech Notes

• Speech Notes of Nancy’s Speeches

Employment Opportunities

• Employment Opportunities