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Background checks Legal - Nasa v Nelson - Final Decision US SUpreme Ct 1-29-11
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PDF
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103 KB
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Mar/31/2011
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Bad Actor Disqualification Questionnaire - Why SEC Requires It - Effects on All Issuers Even Small
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PDF
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42 KB
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Mar/21/2016
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Bad Actor Questionnaire - LInk to Law firm notes on BAQ
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DOC
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11 KB
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Sep/15/2015
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Bad Actor Rules - SEC Release 33-9414
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PDF
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565 KB
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Oct/10/2013
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Blue sky filing fee chart 1 table for public offering or Reg A in state name order
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DOC
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117 KB
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Nov/05/2000
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Blue sky filing fee chart 3 tables for public offering or Reg A, ordered by difficulty of registration.
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DOC
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108 KB
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Nov/02/2000
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Pennsylvania - Filing Requirements for Reg A+ - Phil Rutledge 11-18-15
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PDF
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111 KB
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Nov/18/2015
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Reg D 506(b) Reasonable Belief Test - SEC_s view - Check Box on Sub Doc Not Adequate_ but 506(c) gui
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DOC
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17 KB
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Feb/04/2014
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SEC Bad Actor Rules Adopted 9-23-13
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DOC
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15 KB
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Mar/27/2014
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