Practice Areas
What We Do
We only practice law in areas in which we have experience, and we don't practice in areas in which we don't have experience. These are the legal areas we do handle:
- Corporate
- Forming a Business Entity: Incorporation or LLC Formation
- Starting a Business
- Business Licensing
- Local suburban and city licenses to operate business (non-Zoning)
- Professional regulation licensing
- Entrepreneurs & Small Businesses \
- Corporate law for existing Corporation, LLC or Partnership:
- Corporate Maintenance
- Corporate Clean-Up
- Annual Report
- Teaching Your Staff How to Create Resolutions
- Minutes
- Reinstatement of Dissolved Entity
- Amendment
- Name Change
- Shareholder Change
- Registered Agent Change
- Merge Two Entities
- Dissolve Entity, Dissolution
- Business Agreements
- Contracts
- Noncompete Agreements
- NonDisclosure Agreements (NDA)
- Shareholder Agreement Among Shareholders
- Corporate Buy-Sell Agreement Among Shareholders
- LLC Agreement Among LLC Members or Partners
- Business Transactions
- Business Ventures, Partnerships and LLCs
- Buying a Business - Small Business
- Selling a Business - Small Business
- Business Split-Ups or Wind-Downs (Non-litigation transactions)
- Buy a Business
- Sell a Business
- Mergers and Acquisitions (M&A) for Small to Mid-Sized Business
- Securities Compliance
- Private Placement Securities Compliance and Disclosure Document
- Issuer Raising Capital from Investors in Private Placement
- Securities Compliance
- We represent the Issuing Companies Only, We Don't Raise Capital
- Forming a Fund
- Hedge Fund,
- Securities Trading Fund
- Futures Fund
- Commodities Fund
- Real Estate Fund
- Fund Issuing Equity to Investors
- Securities Compliance
- Hedge Fund
- Securities Trading Fund
- Futures Fund
- Real Estate Fund
- Fund Manager - Securities and Corporate Compliance
- Investment Adviser (Or spelled Investment Advisor)
- SEC Registration; SEC Registered Investment Adviser; RIA
- Exempt Reporting Adviser ERA
- SEC Compliance
- Compliance Manual
- Form ADV Part I
- Form ADV Part II
- State Investment Adviser Registration
- IARD Registration / WebIARD Registration
- SEC/FINRA Compliance
- SEC Audit Preparation for Investment Adviser
- SEC Investment Adviser Audit Representation
- RIA
- Blue Sky and Regulation D Rule 506 Compliance for Private Placement
- Regulation D Rule 506(b) Offering
- Regulation D Rule 506(c) Offering - With Public Solicitation to All Accrediteds
- Regulation D Rule 504 Offering, SCOR Offering
- Regulation A Tier 1
- Regulation A Tier 2
- Regulation CF Crowdfunding, Equity Crowdfunding
- Futures Regulation and Commodities Regulation
- EDGAR Filers (Executives and Investors)
- Section 13 Compliance
- Section 16 Compliance
- Schedule 13D Filing
- Schedule 13G Filing
- Form 3
- Form 4
- Form 5
- Rule 144 Advice; Filing Form 144
- Rule 3a4-1 Issuer-Dealer Exemption from Broker Dealer Registration
- Blue Sky for Public Offerings: Acting as Special Blue Sky Counsel (co-counsel with your lead securities counsel) for:
- Public Exchange Offerings or
- Other Exempt or Registered Offerings Needing Blue Sky
- Issuer's Use of Money Finders:
- Private Placement Broker-Dealer Compliance and Advice
- SEC Registration Proposed
- Advice on Rule 3a4-1
- Executives and Investors
- Corporate Executive in
- Stock Plan
- Stock Options
- Equity Agreement
- Buy-Sell Agreement
- Individual Investor Making Potential Investment in Private Placement
- EDGAR Filers
- Section 13 Compliance
- Section 16 Compliance
- Schedule 13D Filing
- Schedule 13G Filing
- Form 3
- Form 4
- Form 5
What We Don't Do
Click above on "What We Don't Do", to view the legal areas we don't handle. We'd be happy to refer you to good lawyers who handle these types of matters.
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