13(d) 1-2 Statutes Regarding Beneficial Ownership
|
DOC
|
24 KB
|
Apr/04/2011
|
13d and 16a General Rules
|
DOC
|
48 KB
|
Apr/05/2011
|
13d-1.c
|
DOC
|
25 KB
|
Mar/23/2004
|
13d-1.c
|
DOC
|
13 KB
|
Mar/23/2004
|
16b - Short Swing Profits Rules
|
DOC
|
13 KB
|
Apr/04/2011
|
Business and Securities Lawyer Practice - Nancy Fallon-Houle P C - Short Description - 5-8-14
|
DOC
|
24 KB
|
May/08/2014
|
Derivates Securities = Equity Securities Rule 16a-4
|
DOC
|
15 KB
|
Apr/04/2011
|
Directors Roundtable - Accounting Crisis - We Have a Problem - Transcript of NY Event 11-2013 former SEC and DOJ Panelists
|
PDF
|
602 KB
|
Apr/21/2014
|
FORMID Fillable 3-30-10
|
PDF
|
70 KB
|
Mar/30/2010
|
Fedwire_Instructions
|
PDF
|
80 KB
|
Mar/28/2003
|
Filing Dates for Form 3, 4, 5 and needed for 13D and 13G
|
DOC
|
25 KB
|
Nov/20/2007
|
Form 1D Electronic on EDGAR 2007
|
DOC
|
21 KB
|
Nov/19/2007
|
Form 3 Exp 1-31-08
|
PDF
|
90 KB
|
Nov/19/2007
|
Form 3 Instructions 1-31-08
|
PDF
|
24 KB
|
Nov/19/2007
|
Form 3 Instructions
|
PDF
|
118 KB
|
Oct/14/2004
|
Form 4 Exp 1-31-08
|
PDF
|
93 KB
|
Nov/19/2007
|
Form 4 Instructions 1-31-08
|
PDF
|
27 KB
|
Nov/19/2007
|
Form 4 Instructions
|
DOC
|
20 KB
|
Nov/19/2007
|
Form 4 Instructions
|
PDF
|
130 KB
|
Oct/14/2004
|
Form 4 Traps on losing 16a status
|
DOC
|
10 KB
|
Mar/10/2006
|
Form 5 Exp 11-31-08
|
PDF
|
18 KB
|
Nov/19/2007
|
Form 5 Instructions 1-31-08
|
PDF
|
27 KB
|
Nov/19/2007
|
Form ID Exp 4-30-09
|
PDF
|
20 KB
|
Nov/19/2007
|
Forms 3, 4, 5 - Section 16 Filing Requirements, Exemptions, Definitions - Plain English
|
DOC
|
15 KB
|
May/14/2014
|
Insiders, OFficers, Directors, Control Persons Forms 3, 4, 5, 13D, 13G
|
DOC
|
35 KB
|
Mar/22/2004
|
Reg 13D - Rules 13d-1 to 13f-1
|
DOC
|
34 KB
|
Mar/23/2004
|
Reg 13D - TOC List of Rules 13d-1 to 13f-1 to 13k
|
DOC
|
13 KB
|
Nov/18/2007
|
Rule 13d-1 - Filing 13D and 13G 3-23-04
|
DOC
|
59 KB
|
Mar/22/2004
|
Rule 13d-1 - Filing of 13D and 13G
|
DOC
|
47 KB
|
Mar/17/2003
|
Rule 13d-1 - Filing of Scheudles 13D and 13G
|
DOC
|
18 KB
|
Sep/07/2004
|
Rule 13d-1, and Due Date 10 days after Purchase
|
DOC
|
33 KB
|
Nov/18/2007
|
Rule 13d-2 - Amendments to Schedule 13D and 13G - Timing and Conditions
|
DOC
|
22 KB
|
Apr/30/2013
|
Rule 13d-2 Continued Filings under 13D and G - Monlthy, Annual and at 1% increases - Clean Copy
|
DOC
|
15 KB
|
Mar/24/2004
|
Rule 13d-3 - Determination of Beneficial Ownership
|
DOC
|
31 KB
|
Mar/17/2003
|
Rule 13d-3 Determination of Beneficial Ownership
|
DOC
|
38 KB
|
Mar/22/2004
|
Rule 13d-5 Acquisition [Agreements, groups]
|
DOC
|
47 KB
|
Mar/17/2003
|
Rule 13d-7 Issuer and Excahnge Copies of 13d and 13g
|
DOC
|
17 KB
|
Mar/22/2004
|
Rule 16a-2 -- Persons and Transactions Subject to Section 16
|
DOC
|
14 KB
|
Oct/14/2004
|
Rule 16a-3 Marked for execution Date and Filing dates 3,4,5
|
DOC
|
17 KB
|
Oct/14/2004
|
SEC Form ID filing on EDGAR - Email Nancy at nfallon@nfhlaw.com for info
|
DOC
|
11 KB
|
Jan/18/2009
|
SEC Release 34-64976 Large Trader Reporting File S7-10-10 July 2011
|
PDF
|
1.49 MB
|
May/18/2012
|
SEC Telephone Interps_reg13d-13g
|
PDF
|
50 KB
|
Nov/17/2007
|
SEC_fedholiday
|
PDF
|
61 KB
|
Mar/09/2004
|
Schedule 13D Current Nov 2007
|
DOC
|
34 KB
|
Nov/19/2007
|
Schedule 13D and 13G Filng Requirements - In Plain English
|
DOC
|
16 KB
|
May/14/2014
|
Schedule 13F Exp. 1-31-08
|
PDF
|
100 KB
|
Nov/19/2007
|
Schedule 13G 2009
|
PDF
|
31 KB
|
Apr/07/2011
|
Schedule 13G Current Nov 2007
|
DOC
|
31 KB
|
Nov/19/2007
|
Schedule 13G Filing Requirements and 13D Exemptions - Plain English
|
DOC
|
18 KB
|
May/14/2014
|
Schedule 13G and Instructions
|
DOC
|
28 KB
|
Mar/24/2004
|
Summary of Section 13 and 16 Filing Requirments
|
DOC
|
10 KB
|
Oct/14/2004
|
sched13d
|
PDF
|
139 KB
|
Mar/23/2004
|
sched13g
|
PDF
|
101 KB
|
Mar/23/2004
|